Transaction and Client Monitoring

From the moment a client relationship starts both your client and transaction(s) need to be monitored for the time of the business relationship and/or the service provided. This course provides guidelines and information in regard to monitoring your client and/or transaction(s) effectively. This training is designed for both the financial sector and the non-financial sector.

Topics

  • Monitoring obligations
  • Principle based monitoring
  • International standards
  • Transaction monitoring process
  • Best Practices

Target Group

  • Compliance Officers
  • Reporting Officers
  • Boardmembers
  • Business Owners
  • Employees

Goals

  • To understand the purpose of monitoring
  • Guidance on monitoring implementations
  • Guidance on monitoring improvements
  • How to implement monitoring procedures

Duration
The duration of the training is 3 hours.

Date & Time
Please select your preferred date & time during registration.

Language
Dutch / English

Price
USD 210,- p.p.

All participants receive a certificate.