PEP and Sanction List

Checking persons and/or companies on PEP’s and Sanction Lists is obligated for the compliance department to execute proper due diligence when it comes to onboarding/monitoring clients. This training is designed to help you understand what a PEP and Sanction List contains. PEP’s and sanction checks are specialized searches that can detect high risk clients. For this course you will be guided on how to perform PEP and Sanctionlist checks and how to deal with sanction list hits.

Topics

  • What is a PEP
  • Why performing  PEP checks
  • Different ways to check a PEP
  • What is a sanction list
  • What kind of sanction list are there
  • Why do we need to check on sanction lists
  • Consequences  of not checking Pep and sanction lists

Target Group

  • Compliance Officers
  • Reporting Officers
  • Board members
  • Business Owners
  • Employees

Goals

  • Understand the importance to check PEP’s
  • Learn how to deal with a PEP
  • Learn how to check on sanction lists
  • Learn how to deal with a sanction list hit

Duration
The duration of the training is 3 hours.

Date & Time
Please select your preferred date & time during registration.

Language
Dutch / English

Price
USD 245,- p.p.

All participants receive a certificate.