As a financial and/or non-financial service provider you must comply with all legal AML/CFT obligations. This training is designed as a practical, step-by-step guide to the fundamentals of compliance. This course will take you through everything you need to know about your legal obligations and will help you quickly identify areas of non-compliance.

Topics

• Key Obligations
• Compliance Framework
• Customer Due Diligence
• Account Monitoring
• Suspicious Transaction Reporting
• Managing and Mitigating Risk
• Record Keeping
• Training
• Audit
• Non compliance